Join Stephen Huppert, Independent Consultant, and Scott Taylor, GM Growth & Strategy at AlphaCert, as they explore operational resilience and risk management in investment operations. With Australia's CPS 230 regulation taking effect in July, this discussion examines the global shift in regulatory focus from financial to operational risk.
The conversation covers the three pillars of CPS 230 – operational risk management, business continuity management, and third party risk management – whilst drawing parallels with similar frameworks in the UK and New Zealand. Stephen and Scott discuss practical challenges facing investment operations teams, from managing fragmented data systems to addressing key person dependencies.
Key topics include:
- Real-world operational failures that shaped current regulations
- The critical role of data management in building resilience
- Technology's place in meeting regulatory requirements
- Strategies for managing third party risks
- Practical steps for compliance preparation
Whether you're preparing for CPS 230 or strengthening operational resilience more broadly, this episode provides insights on transforming compliance requirements into opportunities for operational excellence.
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